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Assistant Vice President of Legal and Compliance

Sarasota, FL 34232

Posted: 05/16/2024 Job Type: Permanent/Direct Hire Industry: Other (HR, Admin, Mkt, Sales) Job Number: 25207 Pay Rate: $ 150000.00 - $ 160000.00

Job Description

Assistant Vice President of Legal & Compliance
Our client is seeking an accomplished and detail-oriented Assistant Vice President of Legal & Compliance to support the Vice President in leading the Legal & Compliance Department. This key role involves supervising the compliance team, managing risk, and ensuring adherence to regulations.
  • Supervise the Compliance team within the Legal Department, including oversight of the Director of Compliance and their team.
  • Manage internal and external compliance audits and State Regulatory Reports.
  • Assist the business in implementing new and applicable rules and regulations.
  • Liaise with state regulators for market conduct exams and complaints.
  • Lead and manage the resolution of customer complaints, mentoring compliance team members through the process.
  • Conduct specific compliance audits internally and with MGAs, TPAs, and vendors, mentoring team members through the audit process.
  • Stay abreast of changing laws, regulations, and industry standards to ensure compliance and mitigate risk.
  • Develop and oversee an enterprise-wide privacy program, including SOP development, communication, and training on privacy and data security.
  • Act as the incident response coordinator for privacy or cybersecurity issues.
  • Lead the corporate risk management committee in identifying and managing potential business and financial risks.
  • Keep the VP of Legal and key stakeholders updated on corporate litigation and significant risk management issues.
  • Serve as the second in command, attending executive committee and other stakeholder meetings in the VP of Legal's absence.
  • Supervise, coach, and mentor corporate counsel and legal and compliance staff.
  • Perform other duties as required.

Job Requirements

  • Juris Doctor Degree from an accredited law school.
  • Minimum of eight (8) years of experience as an attorney in the Property and Casualty industry.
  • Strong interpersonal, managerial, and diplomacy skills.
  • Proficiency with Microsoft Office applications, including Outlook, Word, and Excel.
  • Admitted to the State Bar.
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About Sarasota, FL

Ready to kickstart your career in the vibrant city of Sarasota, Florida? This picturesque coastal gem, known for its stunning beaches, world-class arts scene with institutions like The Ringling and Sarasota Opera, and rich cultural heritage, offers a plethora of job opportunities waiting for you. Imagine working in a city where you can enjoy delicious fresh seafood from Marina Jack, catch a show at the iconic Van Wezel Performing Arts Hall, and relax in the shade of the majestic Banyan trees at Bayfront Park. Join us in Sarasota and discover a perfect blend of career growth and quality of life that this captivating city has to offer. Explore our job listings now and embark on an exciting new chapter in your professional journey.